About the role
AI summarisedJoin PwC's leading Asset and Wealth Management in Risk & Compliance Advisory team in Singapore. You will advise diverse capital market intermediaries on optimizing their governance, risk management, and compliance with regulatory requirements. This role involves leading teams in delivering outsourced internal audit and risk solutions to global clients.
ConsultingOnsite
Key Responsibilities
- Provide expert advice to fund management companies, wealth managers, and other capital market intermediaries on optimizing governance, risk management, and compliance.
- Cover advisory areas including compliance/risk management frameworks, business conduct practices (e.g., portfolio management, sales compliance), AML/CFT, outsourcing, and technology risk.
- Manage specialist teams delivering outsourced internal audit and risk solutions, including conducting internal audits, regulatory inspections, and operational due diligence.
- Assist clients in developing, implementing, and strengthening their Board governance and risk management frameworks.
- Conduct business process and controls reviews to identify gaps, assess risks, and provide actionable remediation recommendations.
- Manage key stakeholder relationships, communicating scope of work, findings, and industry updates.
- Conduct thematic reviews and thought leadership to formulate recommendations aligned with regulatory expectations.
Requirements
- Extensive industry experience in regulatory compliance, risk, and internal controls is required.
- Proven ability to advise clients across asset management, wealth management, and capital markets.
- Strong understanding of compliance areas including AML/CFT, operational due diligence, and governance frameworks.
- Ability to manage client relationships and drive business development opportunities.
- Proficiency in conducting detailed controls reviews and risk assessments.