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KPMG Advisory

FS Consulting, RRA, Regulatory Compliance Senior Associate

KPMG Advisory
ConsultingSingaporeOnsitePosted 1 week ago
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About the role

AI summarised

Join KPMG Advisory to advise a diverse range of financial institutions, including private banks, digital banks, and fintechs, on enhancing their risk management, governance, and regulatory compliance frameworks amidst the rapidly evolving financial services landscape.

ConsultingOnsite

Key Responsibilities

  • Assist fintech and digital banking clients in uplifting regulatory compliance processes and controls, including developing policies and procedures.
  • Advise financial institutions on regulatory definitions, interpretations, and performing quality reviews of existing risk processes and controls.
  • Develop relevant regulatory risk processes and controls to help manage clients' regulatory obligations.
  • Collaborate with clients to identify growth opportunities, review business plans/license applications, and define target operating models.
  • Develop regulatory governance frameworks, policies, and procedures to enable effective management of regulatory risks for financial institutions.
  • Provide internal audit services and act as a regulatory specialist resource for clients on various projects.
  • Deliver customized training to financial institution executives on banking and capital markets laws and regulations.
  • Support business development initiatives, including proposal preparation and presentations.

Requirements

  • Bachelor or Master degree in Accountancy, Banking and Finance, or Law.
  • 2-3 years of relevant experience in financial institutions, compliance advisory firms, or public accounting firms.
  • Sound understanding of the key operations of a banking institution, capital markets intermediary, and/or payment services provider.
  • Knowledge of Singapore’s Banking Act, Securities and Futures Act, Financial Advisers Act, and/or Payment Services Act and subsidiary legislations.
  • Understanding of derivatives and financial instruments is required.
  • Keen interest in risk and controls, fintech/regtech, and the financial services landscape.
  • Ability to work effectively with diverse stakeholders across KPMG and client organizations.