About the role
AI summarisedJoin PwC's leading Asset and Wealth Management in Risk & Compliance Advisory team in Singapore. You will advise clients across various capital markets on optimizing their risk management, compliance policies, and processes to achieve a sustainable risk advantage. This role involves providing expert regulatory advice and leading teams in a dynamic, fast-paced environment.
ConsultingOnsite
Key Responsibilities
- Provide regulatory advice to clients in fund management, private wealth management, digital advisory, and other capital markets intermediaries on areas like licensing, regulatory reporting, sales compliance, AML/CFT, and technology risk.
- Manage a team of specialists providing outsourced compliance support, including regulatory reporting, operationalizing regulatory changes, and conducting compliance monitoring.
- Assist on AML/KYC reviews and offer expert regulatory guidance to help clients optimize their risk management compliance.
- Help clients develop, implement, and strengthen their enterprise risk management and compliance frameworks.
- Conduct business processes and controls reviews, including internal audit and control assurance reporting to identify gaps and recommend remediation.
- Conduct thematic compliance reviews and internal audits to formulate recommendations for improved regulatory adherence.
- Collaborate with strategic alliance partners on new service/product development, such as regulatory technology platforms.
- Support business development efforts by contributing to new market opportunities and proposal formulation.
- Manage key stakeholder relationships, including communicating scopes of work, findings, and industry updates.
Requirements
- At least 6 years of financial services regulatory, legal, or external audit experience.
- Experience gained within a Big 4 audit firm, regulator, or financial institution is required.