About the role

AI summarised

The Distribution Risk and Compliance Manager oversees risk and compliance for distribution channels at a financial institution. This role involves monitoring regulatory requirements, conducting risk assessments, and ensuring adherence to internal policies and external regulations.

BusinessFull-timeGeneral

Key Responsibilities

Develop and implement risk management frameworks for distribution channels.
Monitor compliance with regulatory requirements and internal policies.
Conduct risk assessments and identify potential areas of compliance vulnerability.
Prepare and present risk and compliance reports to senior management.
Coordinate with internal audit and external regulators on examinations and reviews.
Provide training and guidance to distribution teams on risk and compliance matters.
Review and update policies and procedures to reflect regulatory changes.
Investigate and resolve compliance issues and breaches.

Requirements

Bachelor's degree in Finance, Accounting, Business, or related field.
Minimum 5 years of experience in risk management or compliance within financial services.
Strong knowledge of regulatory requirements (e.g., MAS, Basel, AML/KYC).
Experience with risk assessment methodologies and tools.
Excellent analytical and problem-solving skills.
Strong communication and stakeholder management abilities.
Ability to work independently and manage multiple priorities.
Professional certifications such as CFA, FRM, or CAMS preferred.
Proficiency in Microsoft Office Suite and data analysis tools.
Experience in distribution or channel management is a plus.