Jobfoundry
Jobfoundry
Prudential

Distribution Compliance Officer (1 Year Contract)

Prudential
BusinessSingaporeFull-time2 days ago
Apply Now

About the role

AI summarised

This is a 1-year contract role for a Distribution Compliance Officer at a financial institution. The officer will ensure that distribution activities comply with regulatory requirements and internal policies, focusing on risk assessment and stakeholder management.

BusinessFull-timeGeneral

Key Responsibilities

  • Monitor and review distribution activities to ensure compliance with regulatory requirements and internal policies.
  • Conduct risk assessments on distribution channels and products.
  • Prepare and submit regulatory reports as required.
  • Provide compliance advice and support to business units on distribution matters.
  • Assist in the development and implementation of compliance policies and procedures.
  • Coordinate with internal and external auditors during compliance reviews.
  • Track and follow up on compliance issues and remediation actions.
  • Maintain up-to-date knowledge of relevant regulations and industry best practices.

Requirements

  • Bachelor's degree in Finance, Law, Business, or a related field.
  • At least 2-3 years of experience in compliance, preferably in banking or insurance.
  • Strong understanding of regulatory frameworks such as MAS, AML, KYC, and GDPR.
  • Excellent analytical and problem-solving skills.
  • Good communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Proficiency in Microsoft Office applications.
  • Experience with regulatory reporting systems is a plus.
  • Relevant compliance certifications (e.g., ICA, CAMS) are preferred.