About the role
AI summarisedThis is a senior compliance role at a global bank, focusing on regulatory compliance for global financial markets. The AVP/VP will advise on legal and regulatory matters, ensure adherence to AML/KYC requirements, and manage compliance risks.
BusinessFull-timeGeneral
Key Responsibilities
- Provide legal and compliance advisory to the Global Financial Markets business.
- Monitor and interpret regulatory developments and assess impact on business activities.
- Develop and implement compliance policies and procedures.
- Conduct compliance risk assessments and monitoring.
- Review and approve new products, transactions, and business initiatives from a compliance perspective.
- Liaise with regulators and manage regulatory inquiries and inspections.
- Prepare and deliver compliance training to business units.
- Handle AML/KYC matters including transaction monitoring and suspicious activity reporting.
Requirements
- Degree in Law, Finance, or related field.
- Minimum 8-10 years of experience in legal and compliance within financial services, preferably in global markets.
- Strong knowledge of financial markets products and regulations.
- Experience with AML/KYC frameworks and regulatory requirements.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to work independently and manage multiple stakeholders.
- Proven track record in regulatory engagement and managing inspections.
- Relevant professional certifications (e.g., ICA, CAMS) preferred.