About the role
AI summarisedThis is a contract role for a Conduct Risk Specialist at a bank, focusing on identifying, assessing, and mitigating conduct risk within the organization. The specialist will monitor compliance with regulatory standards and internal policies, and provide recommendations to improve the conduct risk framework.
BusinessFull-timeGeneral
Key Responsibilities
- Identify, assess, and monitor conduct risks across business units.
- Develop and maintain conduct risk policies and procedures.
- Conduct regular reviews and testing of controls to ensure effectiveness.
- Prepare and present conduct risk reports to senior management.
- Collaborate with compliance and legal teams to address regulatory requirements.
- Provide guidance and training to staff on conduct risk matters.
- Track and analyze conduct risk incidents and trends.
- Support the implementation of conduct risk management frameworks.
Requirements
- Bachelor's degree in Finance, Business, Economics, Law, or related field.
- Minimum 3 years of experience in risk management, compliance, or audit within financial services.
- Strong understanding of regulatory requirements and conduct risk principles.
- Excellent analytical and problem-solving skills.
- Proficient in Microsoft Office Suite, especially Excel and PowerPoint.
- Strong written and verbal communication skills.
- Ability to work independently and manage multiple priorities.
- Experience with risk management systems is a plus.
- Professional certification (e.g., FRM, PRM, CFA) is preferred.