PwC

Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Senior Associate

PwC
ConsultingSingapore - Marina One, SingaporeOnsitePosted 1 week ago

About the role

AI summarised

Join PwC's leading Asset and Wealth Management in Risk & Compliance Advisory team in Singapore. You will advise clients—including fund management companies, wealth managers, and capital market intermediaries—on optimizing their governance, risk management, and compliance with regulatory requirements in a dynamic, fast-paced environment.

ConsultingOnsite

Key Responsibilities

  • Provide expert advice to capital market intermediaries on optimizing governance, risk management, and compliance with regulatory requirements.
  • Cover advisory areas including compliance/risk management frameworks, business conduct practices (e.g., portfolio management, fund operations, sales compliance), AML/CFT, outsourcing, and technology risk.
  • Conduct business processes and controls reviews, including control assurance reporting to identify gaps, assess risks, and recommend remediation.
  • Perform walk-through interviews to evaluate the design and operating effectiveness of internal controls in various business processes.
  • Review and recommend practical business process improvements to address control gaps and enhance efficiency.
  • Draft findings in report deliverables with clear and concise business writing abilities.
  • Provide outsourced compliance support, including regulatory reporting, operationalizing regulatory changes, and assisting with AML/KYC reviews.

Requirements

  • Bachelor’s Degree in a related area of Accounting, Commerce, or Business from a local/overseas university.