About the role
AI summarisedThe role is an AVP in Surveillance Operations within the Regional Transformation & Governance team of a bank's Group Legal, Compliance and Secretariat function. The position focuses on driving transformation initiatives, governance, and oversight of surveillance operations across the region.
BusinessFull-timeGeneral
Key Responsibilities
- Drive and manage transformation initiatives for Surveillance Operations to enhance efficiency and effectiveness.
- Establish and maintain governance frameworks and oversight mechanisms for regional surveillance activities.
- Coordinate with stakeholders to ensure alignment of surveillance operations with regulatory requirements.
- Develop and implement policies, procedures, and controls for surveillance operations.
- Monitor and report on key performance indicators and risk metrics for surveillance functions.
- Support audit and regulatory review engagements related to surveillance operations.
- Provide training and guidance to team members on surveillance processes and systems.
- Identify and escalate emerging risks and issues to senior management.
Requirements
- Degree in Business, Finance, Law, or related discipline.
- Minimum 8 years of experience in compliance, surveillance, or related functions in banking.
- Strong knowledge of regulatory requirements and industry best practices in surveillance.
- Experience in managing transformation projects and process improvements.
- Excellent analytical, communication, and stakeholder management skills.
- Ability to work independently and in a team-oriented environment.
- Proficiency in Microsoft Office applications.
- Knowledge of surveillance systems and tools is an advantage.
- Certification in AML or compliance (e.g., CAMS) preferred.