Jobfoundry
Jobfoundry
PwC

Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Experienced Associate

PwC
BusinessSingapore - Marina One, SingaporeFull-time5 months ago
Apply Now

About the role

AI summarised

This is an experienced associate role in PwC's Asset & Wealth Management Risk & Compliance Solutions team in Singapore. The role involves providing regulatory compliance advisory, conducting compliance reviews and internal audits, and helping asset management clients develop risk and compliance frameworks. The ideal candidate has a bachelor's degree and at least 1 year of experience in regulatory compliance, internal audit, or risk and controls, preferably in a Big 4 firm or financial institution.

BusinessFull-timeGeneral

Key Responsibilities

  • Providing regulatory advice to fund management clients on areas relating to risk, regulations and compliance.
  • Conducting compliance reviews and internal audits for asset managers and formulating recommendations for improving processes and controls to better comply with industry/market practices, regulatory requirements and regulators' expectations.
  • Conducting business processes and controls reviews, including control assurance reporting to identify gaps, assessing risks and providing recommendations for remediation.
  • Providing outsourced compliance support to clients. This includes regulatory reporting, operationalising changes and updates to regulations, conducting compliance monitoring and reporting to senior management, assisting on AML/KYC reviews and providing regulatory advice.
  • Helping clients develop, implement and strengthen their enterprise risk management and compliance frameworks.
  • Managing key stakeholder relationships, including communication of the scope of work, findings and observations, and industry updates.

Requirements

  • Bachelor's Degree in a related area Accounting / Commerce including students from a local/overseas university.
  • Good understanding and interest in the asset management or private wealth management landscape (preferable).
  • Minimum 1 year of regulatory compliance, internal audit or processes, risk and controls experience, preferably in a Big 4 audit firm, regulator or financial institution (preferable).
  • Good track record of academic achievements.
  • Meticulous and attention to details, possessing an analytical and enquiring mind-set.
  • Professional, confident and highly motivated self-starter, with an ability to handle multiple tasks in a fast-paced environment with tight deadlines.
  • Positive attitude to learn and strong team player.
  • Able to work under pressure and tight deadlines.
  • Possess strong values, personal integrity, and emotional intelligence.