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OCBC

AM/MGR, Group Compliance Surveillance Platforms and Analytics Officer

OCBC
BusinessOCBC SingaporeFull-time2 days ago
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About the role

AI summarised

This is a compliance surveillance and analytics role at a bank, focusing on monitoring and analyzing trading and communications data to detect potential misconduct. The officer will manage surveillance platforms, develop analytics, and ensure regulatory compliance.

BusinessFull-timeGeneral

Key Responsibilities

  • Manage and maintain group compliance surveillance platforms and analytics tools.
  • Conduct surveillance on trading activities and communications to identify suspicious patterns.
  • Develop and enhance analytics models for detecting market abuse and insider trading.
  • Prepare and present surveillance reports to senior management and regulators.
  • Collaborate with business units to address compliance risks and improve controls.
  • Stay updated on regulatory requirements and industry best practices in surveillance.

Requirements

  • Bachelor's degree in finance, economics, or related field.
  • Minimum 5 years of experience in compliance surveillance or related area.
  • Strong knowledge of financial markets and trading instruments.
  • Proficiency in data analytics tools such as SQL, Python, or similar.
  • Experience with surveillance platforms like Actimize, NICE, or similar.
  • Excellent analytical and problem-solving skills.
  • Strong communication and interpersonal skills.
  • Ability to work independently and in a team.
  • Relevant certifications such as CAMS or CFE preferred.